Institutional Clients

What’s your Strategy to help your workforce achieve its desired retirement outcomes?

Is there a better Strategy? We think so.

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Do you have a foundation or an endowment with spending needs, income requirements or other challenges?

We can help with your
Strategy.

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Looking for innovative ways to manage everything from short term cash to long term asset management?

Strategies Capital Management can help.

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Retirement Plan Sponsors

Empower your Workforce

Plan Diagnostic Review

Curious to know how your plan compares?

We can perform a free high level diversification review and cost analysis on your investment lineup, review your 408(b)(2) fee disclosure, and benchmark your plan. 

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As a fiduciary to your organization’s retirement plan, it’s important to know your obligations...to the plan, the participants who benefit from it, and the regulatory authorities that govern it.  It’s complicated, and there are risks involved.

Selecting an investment fiduciary advisor is the most important decision you’ll make for your plan.  You’ll need one with the experience, expertise and discipline to execute the most prudent Strategy.   Choose one with the investment and ERISA knowledge that protects you while giving your participants the best opportunity to maximize their retirement outcomes.  If you’re not happy with the Strategy you have for your retirement plan, let Strategies Capital Management show you how our asset management, ERISA consulting and plan services can help.

Plan Diagnostic Services

Need a comprehensive review of your current investment lineup, your plan design and your servicing costs?  Strategies Capital Management’s Retirement Plan Diagnostic is a fully independent review of your investments, your plan’s Investment Policy Statement (IPS), your plan design and your fiduciary practices.  We will perform an asset diversification and share class analysis, benchmark your plan design and costs, and conduct a compliance review.   If you’re in need of a vendor review or want to generate a service provider RFP, Strategies Capital Management can review your agreements, evaluate service levels, benchmark the costs of the plan and review your 404(a)(5) and 408(b)(2) fee disclosures.

When completed you’ll have a thorough report of the status of your retirement plan that we will deliver to your plan’s fiduciary committee.

Plan Consulting and Fiduciary Investment Services

Employers need plan consulting and fiduciary investment support to help manage their liability to the plan.  Strategies Capital Management provides ERISA plan consulting that includes 3(21) fiduciary advisor support or 3(38) fiduciary advisor support. The process for choosing an investment Strategy begins with our diagnostic analysis of your retirement plan.  This includes a review of your plan’s investments and Investment Policy Statement (IPS), an asset diversification and share class study, a benchmarking report, and a compliance review of your plan design and fiduciary practices.

Then we’ll design a customized Strategy that addresses the specific needs of your workforce.  Our comprehensive evaluation of your employee demographics allows us to design a set of options that will increase the likelihood that you will experience better participant outcomes.

Retirement Plan Services

Need a complete solution that includes all aspects of retirement plan management?  Our full-service solution includes recordkeeping, administration, compliance, fiduciary advisor support and communications.

This Strategy is based on the best fit for your plan.  We offer a range of options - from collective trust models to full, open architecture, multi-fund lineups to participant self-directed brokerage windows.  The approach is customized to the demographic of your plan's participants.

From plan sponsor administration and oversight to online participant enrollment and education resources to individual financial advice tools, our technology is designed to make your plan easy to manage and beneficial for your employees.

Foundations and Endowments

Plan Diagnostic Review

Curious to know how your plan compares?

We can perform a free high level diversification review and cost analysis on your investment lineup, review your 408(b)(2) fee disclosure, and benchmark your plan. 

Start now!

Strategies Capital Management helps foundations and endowments maximize their effectiveness by providing such services as developing investment policies, creating investment Strategies and implementing them via our ‘manager of managers’ investment philosophy and process. This can be designed, for example, to protect principal while considering the operating and long-term growth objectives of your portfolio.

Our team of investment professionals will map out and implement the asset allocation, manager selection and on-going due diligence process for your portfolio. Ongoing performance measurement and analysis along with regularly scheduled board meetings will keep you informed on all aspects of your portfolio.  Strategies Capital Management can design and execute the right Strategy for your organization.

Other Institutional Investors

Plan Diagnostic Review

Curious to know how your plan compares?

We can perform a free high level diversification review and cost analysis on your investment lineup, review your 408(b)(2) fee disclosure, and benchmark your plan. 

Start now!

Looking for innovative ways to manage everything from short term cash to long term asset management?

Strategies Capital Management has been providing discretionary asset management services as a fiduciary advisor to institutional and individual investors since 1993. We are uniquely positioned with advisory and sub-advisory relationships that enable us to offer separately managed accounts, collective trust funds, and other customized investment types. With decades of operation in varying market cycles, we have an established history of delivering competitive risk-adjusted and absolute portfolio returns.

 

This is Strategies Capital Management.

Cash Management

It’s no secret today’s environment has tested the traditional notions of treasury and cash management. While safety of principal and liquidity will always be the overriding criterion for this sphere of the capital markets, the third leg of this stool – return – is failing most such portfolios. Products and tactics such as money funds, overnight demand deposits, CD laddering and many more simply are not able to provide significant real, net of costs, return.

Strategies Capital Management constructs short to intermediate term liquidity portfolios using the same philosophy as our longer, total return, directives. Via comprehensive and innovative duration and credit quality allocation, we are able to provide competitive returns while keeping safety of principal and liquidity at the forefront of such portfolios.

Long Term Asset Management

Our asset management philosophy is rooted in financial academia, including modern portfolio theory, and based on fundamental principles such as the efficient market hypothesis, asset allocation and exposure to various factors as the key determinants of portfolio risk and return.

As a manager-of-managers, we believe in broad asset class and limited security-specific exposure. Additionally, we strive for enhanced diversification and value add via our dynamic core and satellite philosophy. Of course, we would be remiss if we didn’t mention that keeping costs in check is essential in today’s economic and market environment.

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